Risk and Compliance Manager
Risk and Compliance Manager
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Description
The Risk and Compliance Manager course is a comprehensive training course designed to provide a practical understanding of the fundamental areas of compliance assurance. It explores the key concepts of ethics and compliance in business, from governance to auditing, with step-by-step guidance. Whether you are looking to build your expertise or are interested in establishing a career in this field, this course will provide you with the skills you need to do so.
To start with, you will gain an in-depth understanding of the role and responsibilities of the compliance department, building your knowledge of the relationship between ethics and compliance in business. The course covers the basic concepts to the fundamentals, where you will learn about compliance systems, the compliance auditing process, and much more.
Sneak Peek
Who Should Take the Course
Anyone with a knack for learning new skills can take this Risk and Compliance Manager
Certification
Once you’ve successfully completed your course, you will immediately be sent a digital certificate.
Accreditation
All of our courses, including this Risk and Compliance Manager, are fully accredited.
Course Curriculum
This section provides an in-depth breakdown of the course structure, topics covered, and what students can expect from each module.
- What Is Compliance?
- Definition of GRC.
- Benefits of Compliance
- Compliance Department
- Responsibility of The Compliance Department
- Compliance As A Challenge
- Summary / Keynotes Of The Module
- Assessment
- Five Basic Elements of Compliance
- Compliance House
- Policy And Code of Conduct
- The Structure of The Compliance Organization
- Compliance Processes
- Incentives and Sanctions
- Auditing and Development
- Summary / Keynotes of the Module
- Assessment
- Introduction to Compliance Management System
- Elements of CMS
- Board and Management Oversight
- Key actions of Board and management
- Compliance Committee
- Compliance Officer
- The roles and responsibilities of a Compliance Officer/Auditor
- Compliance Program
- Policies and procedures
- Training
- Monitoring and/or Audit
- Consumer complaint response
- Why is a CMS Important?
- Summary / Keynotes of the Module
- Assessment
- What is ISSAI?
- Definition of An Audit
- Compliance Audit in a Public Sector Context
- Elements of Compliance Audit
- Principles of Compliance Auditing
- Quality Control
- Audit team management and skills
- Audit Risk
- Materiality
- Documentation
- Communication
- Compliance Audit Process
- What Auditors Look for in Different Audits
- Financial Audit
- Performance audit
- Compliance audit
- Summary / Keynotes of the Module
- Assessment
- Ethics And Compliance: Conceptual Differences
- The Golden Rule
- Values And Rules
- Ethics and Compliance: Different Sides of the Same Coin?
- Responsibilities of Ethics And Compliance Practitioners
- Shared Challenges
- Summary / Keynotes of the Module
- Assessment
- What Is Risk?
- Nature of Risk
- Classification of Risk
- Types of Pure Risk
- Financial Risk
- Different Types Of Financial Risk
- Summary / Keynotes of the Module
- Assessment
- What is Risk Management?
- History of Risk Management and its Concepts
- Objectives of Risk Management
- Risk Management Standards
- Principles of Risk Management
- Risk Management Strategy
- Risk Management Policy
- Summary / Keynotes of the Module
- Assessment
- Identify The Risk
- Analyse The Risk
- Risk Evaluation
- Treat The Risk
- Monitor And Review The Risk
- Summary / Keynotes Of The Module
- Assessment
- Introduction to Time Management
- Aspects of Time Management
- o Effective Planning
- o Setting Goals and Objectives
- o Setting Deadlines
- o Delegation of Responsibilities
- o Spending the Right Amount of time on an Activity
- Prioritising the Workload
- o Activity List
- o Action Plans
- o To-do Lists o Computerised Follow-up Systems
- o Scheduling
- o The Prioritisation Matrix
- Overcoming Procrastination Managing Deadlines
- Effective Time Management at the Workplace
- The Pareto Principle and Tips for Time Management
- Multitasking
- Summary
- Assessment
- Organising Daily Work
- Organising Workplace
- Organising Resources
- Organising Tools
- Cultivating Organisational Habits
- Summary
- Assessment
- Effective Listening Skills
- Verbal Communication
- o Written Communication
- o Oral Communication
- Non-Verbal Communication
- Communication Strategies
- Summary
- Assessment
Course Rating
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